Our September 2010 issue of Investment Management Developments discusses the following topics: 

    • SEC Staff Guidance for Money Market Funds
    • ABA and SEC Guidance on Investment Company Use of Derivatives and Related Disclosure
    • U.S. Supreme Court Agrees to Hear Case Involving Fraud Liability of Adviser for Statements in Fund Prospectuses
    • Ninth Circuit Finds No Private Right of Action Under Section 13(a) of the Investment Company Act
    • SEC Releases Proposed Amendments to Target Date Retirement Fund Names and Marketing
    • SEC Issues Concept Release on the U.S. Proxy System
    • Further Changes Proposed to Securities Exchange Rules to Address Market Volatility

Click on the PDF link above to read the full publication.

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