The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act), signed into law by President Obama July 21, 2010, and effective one day after enactment (with exceptions noted in the Act), touches almost every aspect of U.S. financial markets. The Act’s broad reach will have a significant impact on the financial services industry, including implications for investment advisers, broker-dealers, participants in the derivatives market and registered investment companies.

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Source: Investment Management Alert
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