Our March 2010 Investment Management Developments publication discusses the following topics:

• SEC Approves Short Selling Restrictions
• Highlights from Recent SEC Conferences and Speeches
• SEC Initiative to Encourage Individuals and Companies to Cooperate and Assist in Investigations
• SEC Uses New Approach in Adviser and Broker-Dealer Examinations
• FINRA Issues Guidance on Social Media Web Sites
• SEC Litigation Highlights: 
     - Former Mutual Fund Executive Settles Insider Trading Charges 
     - SEC Agrees to Proposed Settlement with Former Mutual Fund Manager Convicted of Insider Trading
• Upcoming Seminars of Interest to Fund Directors and Trustees

Click on the PDF link above to read the full publication.
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