Our Investment Management Developments publication discusses the following topics:

Mutual Fund News

  • SEC Adopts Summary Prospectus and Form N-1A Changes
  • Electronic Exemptive Applications Now Filed on EDGAR
  • SEC and New York Fed Issue Guidance Concerning Money Market Investor Funding Facility
  • SEC Adopts Temporary Exemption for Participants in Treasury Department’s Temporary Guarantee Program for Money Market Funds
  • SEC Publishes Interpretive Guidance Regarding Company Website Disclosure
  • SEC Adopts and Proposes New Rule Amendments Concerning Credit Rating Agencies

Hedge Fund News

  • Reminder: Mandatory Electronic Filing of Form D Begins March 16, 2009

Investment Adviser News

  • SEC’s Office of Compliance Inspections and Examinations Publishes National Core Initial Request for Information
  • Recent Developments in State Regulations Affecting Protection of Personal Information
  • SEC Adopts Short Selling Rules
  • SEC Staff Grants Relief for Adviser’s Past Specific Recommendations Presentations

ETF News

  • Amendments to Form N-1A Applicable to ETFs
  • SEC Staff Approves ETF of ETFs
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