Our Investment Management Developments newsletter discusses the following topics:

  • Proposed Rule Allowing Certain ETFs to Operate Without Receiving Exemptive Relief
  • SEC Proposes Amendments to Part 2 of Form ADV
  • SEC Proposes Amendments to Privacy Regulations
  • Regulators Highlight Best Risk Management Practices During Recent Market Turmoil
  • OCC Issues Guidance on Bank Divestitures and Conflicts of Interest
  • Department of Treasury Recommends Financial Services Regulatory Oversight Reforms
  • SEC and CFTC Sign Mutual Cooperation Agreement to Facilitate Review of New Derivative Products
  • SEC Adopts Rule to Implement the Sudan Accountability and Divestment Act

Leave Drinker Biddle to Learn More