Los Angeles partner Fred Reish and Florham Park counsel Joan Neri co-authored an article for PlanAdviser magazine discussing the 2018 SEC Examination Priorities and the issues they raise for investment advisers to ERISA plans and IRAs. The article identifies the issues that advisers should consider based upon these priorities and how advisers should address them.

Read “2018 SEC Examination Priorities.”

Source: PlanAdviser
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