Joan Neri spoke at the Society for Human Resource Management NJ-Rockland Chapter’s “2017 Hot Topics for 401(k) Plan Sponsors: Fiduciary and Operational Issues” on November 15. The seminar discussed the impact of the DOL fiduciary rule, compliance and operational issues surrounding employee benefit plans, and practical guidance for risk mitigation. Joan discussed how the DOL fiduciary rule affects plan sponsors and lessons learned from recent 401(k) plan litigation.

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