Chicago partner Jim Lundy discussed “Trading Surveillance and Supervision” at the 9th Annual Conference on Futures & Derivatives, hosted by Chicago-Kent College of Law on November 3, 2017. The Conference on Futures & Derivatives covered important topics for compliance officers, in-house counsel, regulators, accountants and attorneys who work within the futures industry. In a time of rapid technological change in the futures and derivatives industry, this conference provided attendees with information to stay on top of evolving developments. Topics included regulatory updates, recent trends in enforcement, conducting internal investigations, trade surveillance and supervision, customer due diligence, and upcoming European regulatory changes.
To learn more, visit the conference website.