Event Recap
October 3, 2011
Driver’s Education: Best Practices for Top Producers on the New Financial Highway
Overview
Nicole Wixted led an interactive discussion on potential regulatory and litigation pitfalls for top producers in the aftermath of the recent "Great Recession."
The session included an interactive discussion on potential regulatory and litigation pitfalls for top producers in the aftermath of the recent "Great Recession." With new legislation regulating personal information, more stringent suitability requirements and a slew of enforcement actions against producers nationwide. The discussion included the juxtaposition of recent case studies with best practices.