Michelle Lombardo and Diana McCarthy will be participating in West Legalworks' seminar Investment Adviser Regulation: An A to Z Workshop 2006.  They will be discussing a variety of issues including:

  • Compliance Officers and Compliance Programs
  • The Latest on Hedge Fund Adviser Registration Requirements
  • Performance Reporting Requirements
  • Form ADV Disclosure
  • Managing Conflicts of Interest
  • Portfolio Trading Compliance

This program will also take place on December 12, 2006 in Philadelphia.

Source: West LegalWorks