Michelle Lombardo and Diana McCarthy will be participating in West Legalworks' seminar Investment Adviser Regulation: An A to Z Workshop 2006. They will be discussing a variety of issues including:
- Compliance Officers and Compliance Programs
- The Latest on Hedge Fund Adviser Registration Requirements
- Performance Reporting Requirements
- Form ADV Disclosure
- Managing Conflicts of Interest
- Portfolio Trading Compliance
This program will also take place on December 12, 2006 in Philadelphia.