Michael Malloy, Kenneth Greenberg and Diana McCarthy, partners in the firm's Investment Management Group, will be the featured speakers at a workshop for investment advisers and investment companies. "Investment Adviser Regulation: An A to Z Workshop" will focus on all aspects of the compliance process, highlighting key focus areas of the SEC including exams, special areas of priority, “red flags,” typical problems and how the issues are resolved.

For more information, please view the PDF brochure below.

Source: Thomson LegalWorks
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