Los Angeles partner Fred Reish and Florham Park counsel Joan Neri co-authored “The Practical Responsibility of Advisors for Participant Disclosures” in ASPPA Plan Consultant.

The article discusses the four advisor services requiring participant disclosures:

  • Plan-level investment advisory services
  • Asset allocation models for participants
  • Participant-level advisory services
  • Self-directed brokerage accounts
Source: ASPPA Plan Consultant