Chicago partner James G. Lundy will be a panelist for the StoneTurn Group’s conversation on “Trends and Hot Topics in SEC Enforcement” on Monday, November 7, 2016. Jim will be joined by fellow alumni of the U.S. Securities and Exchange Commission and the panel will be moderated by StoneTurn Group’s Rex Homme.
The SEC continues to trend upward in its filing of enforcement cases, as 2016 marks the third year in a row the number of cases has increased. This panel of SEC enforcement alumni will examine the trends in enforcement, including financial reporting issues. Discussion will also cover judgment/hindsight issues, severance agreements, internal controls, and some best practices to consider as companies head into the end of the year.
To learn more, and to register, please visit the StoneTurn website.